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Message: Re: Three new Form D/As

May 29, 2024 04:31PM

May 29, 2024 04:43PM

Here is information on SEC Form D:

"Regulation D is a series of rules that govern commonly used regulatory exemptions that companies can use to sell securities.  Regulation D requires that companies file a notice of their offering with the SEC using Form D."

"Companies must file this notice . . . within 15 days after the first sale of securities. An amendment is required annually if the offering is ongoing for more than 12 months, or if certain of the information in the notice changes."

The 'A' - Form D/A - indicates filing an amendment to the orginal Form D.

Apparently there were three Form Ds filed in the past - looks like November 2018.

 


May 30, 2024 08:41AM

May 30, 2024 12:28PM
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