§1.132  Affidavits or declarations traversing rejections or objections. 
When any claim of an application or a patent under reexamination is  rejected or objected to, any evidence submitted to traverse the rejection or  objection on a basis not otherwise provided for must be by way of an oath or  declaration under this section.
 
37 CFR  1.63
Oath or  declaration. 
 
 
 
§1.63  Oath or declaration. 
 
(a) 
An oath  or declaration filed under § 1.51(b)(2) as a part of a nonprovisional  application must:
 
(1) 
Be  executed, i.e., signed, in accordance with either § 1.66 or § 1.68. There is no  minimum age for a person to be qualified to sign, but the person must be  competent to sign, i.e., understand the document that the person is signing; 
(2) 
Identify  each inventor by full name, including the family name, and at least one given  name without abbreviation together with any other given name or initial; 
(3) 
Identify  the country of citizenship of each inventor; and 
(4) 
State  that the person making the oath or declaration believes the named inventor or  inventors to be the original and first inventor or inventors of the subject  matter which is claimed and for which a patent is  sought.
(b) 
In  addition to meeting the requirements of paragraph (a) of this section, the oath  or declaration must also:
 
(1) 
Identify  the application to which it is directed; 
(2) 
State  that the person making the oath or declaration has reviewed and understands the  contents of the application, including the claims, as amended by any amendment  specifically referred to in the oath or declaration; and 
(3) 
State  that the person making the oath or declaration acknowledges the duty to disclose  to the Office all information known to the person to be material to  patentability as defined in § 1.56.
(c) 
Unless  such information is supplied on an application data sheet in accordance with §  1.76, the oath or declaration must also identify:
 
(1) 
The  mailing address, and the residence if an inventor lives at a location which is  different from where the inventor customarily receives mail, of each inventor;  and 
(2) 
Any  foreign application for patent (or inventor's certificate) for which a claim for  priority is made pursuant to § 1.55, and any foreign application having a filing  date before that of the application on which priority is claimed, by specifying  the application number, country, day, month, and year of its filing. (d)(1) A  newly executed oath or declaration is not required under § 1.51(b)(2) and §  1.53(f) in a continuation or divisional application, provided that: 
(i) 
The  prior nonprovisional application contained an oath or declaration as prescribed  by paragraphs (a) through (c) of this section; 
(ii) 
The  continuation or divisional application was filed by all or by fewer than all of  the inventors named in the prior application; 
(iii) 
The  specification and drawings filed in the continuation or divisional application  contain no matter that would have been new matter in the prior application; and 
(iv) 
A copy  of the executed oath or declaration filed in the prior application, showing the  signature or an indication thereon that it was signed, is submitted for the  continuation or divisional application.
(2) 
The copy  of the executed oath or declaration submitted under this paragraph for a  continuation or divisional application must be accompanied by a statement  requesting the deletion of the name or names of the person or persons who are  not inventors in the continuation or divisional application. 
(3) 
Where  the executed oath or declaration of which a copy is submitted for a continuation  or divisional application was originally filed in a prior application accorded  status under § 1.47, the copy of the executed oath or declaration for such prior  application must be accompanied by: 
(i) 
A copy  of the decision granting a petition to accord § 1.47 status to the prior  application, unless all inventors or legal representatives have filed an oath or  declaration to join in an application accorded status under § 1.47 of which the  continuation or divisional application claims a benefit under 35 U.S.C. 120,  121, or 365(c); and 
(ii) 
If one  or more inventor(s) or legal representative(s) who refused to join in the prior  application or could not be found or reached has subsequently joined in the  prior application or another application of which the continuation or divisional  application claims a benefit under 35 U.S.C. 120, 121, or 365(c), a copy of the  subsequently executed oath(s) or declaration(s) filed by the inventor or legal  representative to join in the application.
(4) 
Where  the power of attorney or correspondence address was changed during the  prosecution of the prior application, the change in power of attorney or  correspondence address must be identified in the continuation or divisional  application. Otherwise, the Office may not recognize in the continuation or  divisional application the change of power of attorney or correspondence address  during the prosecution of the prior application. 
(5) 
A newly  executed oath or declaration must be filed in a continuation or divisional  application naming an inventor not named in the prior  application.
(e) 
A newly  executed oath or declaration must be filed in any continuation-in-part  application, which application may name all, more, or fewer than all of the  inventors named in the prior application.