1. Name and Address of Reporting Person*
| C/O UNI-PIXEL, INC. |
| 4699 OLD IRONSIDES DRIVE, SUITE 300 |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol Uni-Pixel [ UNXL ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| |
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chief Financial Officer |
|