Apologies for the layout, this was just sent from our parent company, "capital markets guy" in NYC. Interesting content.
This Companion Policy to NI 44-101 (also referred to as “this Companion Policy” or this “Policy”) provides information relating to the manner in which the provisions of NI 44-101 are intended to be interpreted or applied by the provincial and territorial securities regulatory authorities, as well as the exercise of discretion under NI 44-101.
Process for Prospectus Reviews in Multiple Jurisdictions (NP 11-202) –
National Policy 11-202
Process for Prospectus Reviews in Multiple Jurisdictions
(“NP 11-202”) describes the process for filing and review of prospectuses, including investment fund and shelf prospectuses, amendments to prospectuses aand related materials in multiple jurisdictions. NP 11-202 represents the means by which an issuer can enjoy the benefits of co-ordinated review by the securities regulatory authorities in the various jurisdictions in which the issuer has filed a prospectus.
Under NP 11-202, one securities regulatory authority acts as the prin
cipal regulator for all materials relating to a filer.
