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Message: re: UMIR 2.2 re: transfer
4
Apr 22, 2015 09:41AM

actually, this has it in a much easier-to-digest fashion

(Market Integrity Notice 2002-10)

http://www.iiroc.ca/Documents/2002/E91B2048-1238-44FB-AC81-D18C35CB51B7_en.pdf

essentially, it's a Rule 6.4 exemption in order to satisfy 2.2.

key points to consider are whether or not *both* economic and beneficial ownership changes.

GLAL,

R.

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