Re: It's up to the shareholders, Mark4321

Mosaic ImmunoEngineering is a nanotechnology-based immunotherapy company developing therapeutics and vaccines to positively impact the lives of patients and their families.

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Re: It's up to the shareholders, Mark4321

in response to

Re: It's up to the shareholders, Mark4321

Mark4321

posted on Sep 13, 2009 08:50PM

Thank you for your comprehensive reply, it was much appreciated.

Individuals who acquire 5 percent or more of the voting stock of a SEC-registered company must also submit notice of that fact to the SEC..

If S&L have less, there is therefore no statutory requirement for them to state their holdings.