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Aug 21, 2007 10:44AM

Aug 21, 2007 10:55AM
   
Beneficial Ownership of Common Stock as of November 30,
 
Maximum Number of Shares of Common Stock Offered for
 
Amount and Percentage of Common Stock After the Sale
 
Name
 
2006  
 
 Sale  
 
Number  
 
%
 
Caplan, Stan
   
6,765,096
(4)
 
1,147,751
   
5,617,345
   
1.46
%
Daniels, Richard
   
3,961,576
   
3,791,576
   
170,000
   
0.04
%
Yen, Tony
   
125,200
(6)
 
500,000
   
   
0
%
Pohl, David
   
2,775,000
(5)
 
1,500,000
   
1,275,000
   
0.33
%
Gabourel, Victor
   
3,512,504
 
472,500
   
3,040,004
   
0.79
%
Mt. Savage Productions
   
1,010,000
(1)
 
1,000,000
   
   
0
%
Nunes, Daniel
   
1,900,000
 
500,000
   
1,400,000
   
0.36
%
Zolin, James & Josephine
   
2,497,006
   
898,281
   
1,598,725
   
0.42
%
Technology Properties Ltd.
   
4,400,000
(2)
 
3,500,000
   
900,000
   
0.23
%
AMD Corporation
   
4,500,000
(3)
 
4,500,000
   
   
0
%
(1)
Includes 1,000,000 shares of common stock issuable upon the exercise of warrants. Elwood G. Norris has ultimate voting and/or investment control over the securities owned by Mt. Savage Productions.
(2)
Includes 3,500,000 shares of common stock issuable upon the exercise of warrants. Daniel Leckrone has ultimate voting and/or investment control over the securities owned by Technology Properties Ltd.
(3)
Harry Wollin has ultimate voting and/or investment control over the securities owned by AMD Corporation.
(4)
Included in this number are 193,548 restricted shares that were issued on March 23, 2006.
(5)
Represents 1,500,000 shares issuable upon the exercise of outstanding stock options issued outside of stock option plans and 1,075,000 shares issuable upon the exercise of outstanding stock options previously registered for sale all of which are owned by David Pohl.  This amount does not include 700,000 shares owned by his spouse, Janet Valenty, as her separate property and for which he disclaims beneficial ownership. 
http://secfilings.nasdaq.com/filingFrameset.asp?FileName=0001144204%2D07%2D016226%2Etxt&FilePath=%5C2007%5C04%5C02%5C&CoName=PATRIOT+SCIENTIFIC+CORP&FormType=SB%2D2%2FA&RcvdDate=4%2F2%2F2007&pdf=

Aug 21, 2007 11:08AM

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