Re: Ptsczza ...
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posted on
Aug 21, 2007 11:06AM
Beneficial Ownership of Common Stock as of November 30, |
Maximum Number of Shares of Common Stock Offered for |
Amount and Percentage of Common Stock After the Sale |
|||||||||||
Name |
2006 |
Sale |
Number |
% |
|||||||||
Caplan, Stan |
6,765,096 |
(4) |
1,147,751 |
5,617,345 |
1.46 |
% |
|||||||
Daniels, Richard |
3,961,576 |
3,791,576 |
170,000 |
0.04 |
% |
||||||||
Yen, Tony |
125,200 |
(6) |
500,000 |
— |
0 |
% |
|||||||
Pohl, David |
2,775,000 |
(5) |
1,500,000 |
1,275,000 |
0.33 |
% |
|||||||
Gabourel, Victor |
3,512,504 |
472,500 |
3,040,004 |
0.79 |
% |
||||||||
Mt. Savage Productions |
1,010,000 |
(1) |
1,000,000 |
— |
0 |
% |
|||||||
Nunes, Daniel |
1,900,000 |
500,000 |
1,400,000 |
0.36 |
% |
||||||||
Zolin, James & Josephine |
2,497,006 |
898,281 |
1,598,725 |
0.42 |
% |
||||||||
Technology Properties Ltd. |
4,400,000 |
(2) |
3,500,000 |
900,000 |
0.23 |
% |
|||||||
AMD Corporation |
4,500,000 |
(3) |
4,500,000 |
— |
0 |
% |
(1) |
Includes 1,000,000 shares of common stock issuable upon the exercise of warrants. Elwood G. Norris has ultimate voting and/or investment control over the securities owned by Mt. Savage Productions. |
(2) |
Includes 3,500,000 shares of common stock issuable upon the exercise of warrants. Daniel Leckrone has ultimate voting and/or investment control over the securities owned by Technology Properties Ltd. |
(3) |
Harry Wollin has ultimate voting and/or investment control over the securities owned by AMD Corporation. |
(4) |
Included in this number are 193,548 restricted shares that were issued on March 23, 2006. |
(5) |
Represents 1,500,000 shares issuable upon the exercise of outstanding stock options issued outside of stock option plans and 1,075,000 shares issuable upon the exercise of outstanding stock options previously registered for sale all of which are owned by David Pohl. This amount does not include 700,000 shares owned by his spouse, Janet Valenty, as her separate property and for which he disclaims beneficial ownership. |