major holders and data on AUM prior to merger

Welcome To The Golden Minerals HUB On AGORACOM

Golden Minerals is a junior silver producer with a strong growth profile, listed on both the NYSE Amex and TSX.

Reply New Message

Prev Message Back To Forum Threaded View Next Message

gwr1

Rank: President [?]

Points: 47419 [?]

Votes: 113 Score: 4.0 [?]

Your Vote:

Please Log In to Vote

Did you know? You can earn activity points by filling your profile with information about yourself (what city you live in, your favorite team, blogs etc.)

major holders and data on AUM prior to merger

posted on Sep 27, 2011 01:33PM

39 institutions hold the stock

Breakdown

% of Shares Held by All Insider and 5% Owners:	23%
% of Shares Held by Institutional & Mutual Fund Owners:	49%
% of Float Held by Institutional & Mutual Fund Owners:	63%
Number of Institutions Holding Shares:	39

Major Direct Holders (Forms 3 & 4)

Holder	Shares	Reported
SENTIENT EXECUTIVE GP III, LTD	2,939,790	Oct 22, 2010
SENTIENT GLOBAL RESOURCES FUND III, LP	2,673,371	Oct 22, 2010
HOCHSCHILD MINING PLC	N/A	Jan 7, 2010
SGRF III PARALLEL I, LP	266,419	Oct 22, 2010
CLEVENGER JEFFREY G	255,056	Sep 15, 2011

Top Institutional Holders

Holder	Shares	% Out	Value*	Reported
Sprott Asset Management Inc	821,700	5.37	14,609,826	Jun 30, 2011
Royal Bank of Canada	524,085	3.42	9,318,231	Jun 30, 2011
OPPENHEIMER FUNDS, INC.	466,420	3.05	8,292,947	Jun 30, 2011
VANGUARD GROUP, INC. (THE)	442,352	2.89	7,865,018	Jun 30, 2011
GILDER, GAGNON, HOWE & CO.	2,905,543	18.99	51,660,554	Jun 30, 2011
AGF Investments Inc.	297,400	1.94	5,287,772	Jun 30, 2011
BlackRock Fund Advisors	281,663	1.84	5,007,968	Jun 30, 2011
DIMENSIONAL FUND ADVISORS LP	256,040	1.67	4,552,391	Jun 30, 2011
DEUTSCHE BANK AKTIENGESELLSCHAFT	204,910	1.34	3,643,299	Jun 30, 2011
TRELLUS MANAGEMENT COMPANY, LLC	179,500	1.17	3,191,510	Jun 30, 2011

Top Mutual Fund Holders

Holder	Shares	% Out	Value*	Reported
OPPENHEIMER GOLD & SPECIAL MINERALS FUND, INC.	789,952	5.16	17,347,345	Mar 31, 2011
Market Vectors ETF Tr-Junior Gold Miners ETF	567,914	3.71	8,257,469	Jul 31, 2011
DWS Gold & Precious Metals Fd	202,074	1.32	3,592,875	Jun 30, 2011
VANGUARD SMALL-CAP INDEX FUND	185,210	1.21	4,067,211	Mar 31, 2011
Global X Fds-Global X Silver Miners ETF	161,557	1.06	2,349,038	Jul 31, 2011
ISHARES RUSSELL 2000 INDEX FD	146,519	0.96	2,130,386	Jul 31, 2011
VANGUARD SMALL-CAP GROWTH INDEX FUND	125,403	0.82	2,753,849	Mar 31, 2011
VANGUARD TOTAL STOCK MARKET INDEX FUND	98,921	0.65	2,172,305	Mar 31, 2011
ISHARES RUSSELL 2000 GROWTH INDEX FD	71,672	0.47	1,042,110	Jul 31, 2011
DFA U.S. MICRO CAP SERIES	64,871	0.42	1,297,420	Apr 30, 2011